SEC Form 4 · accession 0001593968-15-000077
HARSCO CORP · HSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott H Gerson
Officer — VP & Group Pres.Industrial
Period of report
Mar 16, 2015
Accepted (ET)
Mar 18, 2015 · 5:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000045876
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.25 par valueF1 | Mar 16, 2015 | M | 2,168 | $0.00 | A | 17,081 | D | |
| Common Stock, $1.25 par value | Mar 16, 2015 | F | 662 | $16.30 | D | 16,419 | D | |
| Common StockF2 | holding | — | — | — | 8,679 | I | by Managed Account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F3 | — | Mar 16, 2015 | M | 2,168 | D | — | — | HSC Common Stock | 2,168 | 0 | D |
Explanation of responses
- F1Restricted Stock Units converts into common stock on a one-for-one basis.
- F2Includes 205 shares acquired under the Harsco Retirement Savings and Investment Plan including acquisitions pursuant to dividend reinvestment.
- F3On March 16, 2012, the reporting person was granted 2,168 restricted stock units that "cliff" vested three years after the grant date.