SEC Form 4 · accession 0000045876-19-000034
HARSCO CORP · HSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
F Nicholas Grasberger III
Officer — Chairman, President and CEO · Director
Period of report
Mar 2, 2019
Accepted (ET)
Mar 5, 2019 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000045876
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 2, 2019 | M | 14,377 | $0.00 | A | 447,014 | D | |
| Common Stock | Mar 2, 2019 | F | 6,108 | $22.71 | D | 440,906 | D | |
| Common Stock | Mar 3, 2019 | M | 20,073 | $0.00 | A | 460,979 | D | |
| Common Stock | Mar 3, 2019 | F | 8,528 | $22.71 | D | 452,451 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Mar 2, 2019 | M | 14,377 | D | — | — | Common Stock | 14,377 | 108,187 | D |
| Restricted Stock UnitsF1,F3 | — | Mar 3, 2019 | M | 20,073 | D | — | — | Common Stock | 20,073 | 88,114 | D |
Explanation of responses
- F1Restricted Stock Units convert into common stock on a one-for-one basis.
- F2On March 2, 2018 the reporting person was granted 43,132 restricted stock units of which one-third vested on the first anniversary of the grant date.
- F3On March 3, 2017 the reporting person was granted 60,219 restricted stock units of which one-third vested on the second anniversary of the grant date.