SEC Form 4 · accession 0000045876-19-000033
HARSCO CORP · HSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott H Gerson
Officer — SVP and Group Pres.Industrial
Period of report
Mar 2, 2019
Accepted (ET)
Mar 5, 2019 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000045876
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.25 par value | Mar 2, 2019 | M | 2,193 | $0.00 | A | 14,014 | D | |
| Common Stock, $1.25 par value | Mar 2, 2019 | F | 932 | $22.71 | D | 13,082 | D | |
| Common Stock, $1.25 par value | Mar 3, 2019 | M | 2,677 | $0.00 | A | 15,759 | D | |
| Common Stock, $1.25 par value | Mar 3, 2019 | F | 1,138 | $22.71 | D | 14,621 | D | |
| Common Stock, $1.25 par value | holding | — | — | — | 10,567 | I | by Managed Account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Mar 2, 2019 | M | 2,193 | D | — | — | Common Stock | 2,193 | 25,482 | D |
| Restricted Stock UnitF1,F3 | — | Mar 3, 2019 | M | 2,677 | D | — | — | Common Stock | 2,677 | 22,805 | D |
Explanation of responses
- F1Restricted Stock Units convert into common stock on a one-for-one basis.
- F2On March 2, 2018 the reporting person was granted 6,581 restricted stock units of which one-third vested on the first anniversary of the grant date.
- F3On March 3, 2017 the reporting person was granted 8,030 restricted stock units of which one-third vested on the second anniversary of the grant date.