SEC Form 4 · accession 0000045876-19-000031
HARSCO CORP · HSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Russell C. Hochman
Officer — SVP, GC, CCO and Corp. Sec.
Period of report
Mar 2, 2019
Accepted (ET)
Mar 5, 2019 · 5:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000045876
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 2, 2019 | M | 2,637 | $0.00 | A | 32,865 | D | |
| Common Stock | Mar 2, 2019 | F | 1,292 | $22.71 | D | 31,573 | D | |
| Common Stock | Mar 3, 2019 | M | 2,960 | $0.00 | A | 34,533 | D | |
| Common Stock | Mar 3, 2019 | F | 1,450 | $22.71 | D | 33,083 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Mar 2, 2019 | M | 2,637 | D | — | — | Common Stock | 2,637 | 16,990 | D |
| Restricted Stock UnitsF1,F3 | — | Mar 3, 2019 | M | 2,960 | D | — | — | Common Stock | 2,960 | 14,030 | D |
Explanation of responses
- F1Restricted Stock Units convert into common stock on a one-for-one basis.
- F2On March 2, 2018 the reporting person was granted 7,912 restricted stock units of which one-third vested on the first anniversary of the grant date.
- F3On March 3, 2017 the reporting person was granted 8,881 restricted stock units of which one-third vested on the second anniversary of the grant date.