SEC Form 4 · accession 0000045876-18-000128
HARSCO CORP · HSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Samuel C. Fenice
Officer — VP & Corporate Controller
Period of report
Aug 21, 2018
Accepted (ET)
Aug 22, 2018 · 3:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000045876
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 21, 2018 | M | 4,215 | $22.70 | A | 8,494 | D | |
| Common Stock | Aug 21, 2018 | D | 3,773 | $26.55 | D | 4,721 | D | |
| Common Stock | Aug 22, 2018 | S | 442 | $26.62 | D | 4,279 | D | |
| Common Stock | holding | — | — | — | 554 | I | by Managed Account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $22.70 | Aug 21, 2018 | M | 4,215 | D | — | May 10, 2023 | Common Stock, $1.25 par value | 4,215 | 0 | D |
Explanation of responses
- F1The stock appreciation rights vest in one-third increments on each of the first three anniversaries of the date of grant.