SEC Form 4 · accession 0000045876-18-000101
HARSCO CORP · HSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott H Gerson
Officer — SVP and Group Pres.Industrial
Period of report
May 8, 2018
Accepted (ET)
May 10, 2018 · 1:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000045876
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.25 par value | May 8, 2018 | M | 6,655 | $0.00 | A | 30,675 | D | |
| Common Stock, $1.25 par value | May 8, 2018 | F | 2,828 | $22.00 | D | 27,847 | D | |
| Common Stock | holding | — | — | — | 12,781 | I | by Managed Account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | May 8, 2018 | M | 6,655 | D | — | — | Common Stock | 6,655 | 27,675 | D |
Explanation of responses
- F1Restricted Stock Units convert into common stock on a one-for-one basis.
- F2On May 8, 2015, the reporting person was granted 6,655 restricted stock units which "cliff" vested on the third anniversary of the grant date.