SEC Form 4 · accession 0000045876-18-000090
HARSCO CORP · HSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott H Gerson
Officer — SVP and Group Pres.Industrial
Period of report
May 8, 2018
Accepted (ET)
May 8, 2018 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000045876
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.25 par value | May 8, 2018 | M | 32,477 | $16.53 | A | 56,497 | D | |
| Common Stock, $1.25 par value | May 8, 2018 | M | 12,514 | $7.00 | A | 69,011 | D | |
| Common Stock, $1.25 par value | May 8, 2018 | M | 5,981 | $13.70 | A | 74,992 | D | |
| Common Stock, $1.25 par value | May 8, 2018 | I | 37,188 | $22.10 | D | 37,804 | D | |
| Common Stock, $1.25 par value | May 8, 2018 | S | 13,784 | $21.85 | D | 24,020 | D | |
| Common Stock | holding | — | — | — | 12,781 | I | by Managed Account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $16.53 | May 8, 2018 | M | 32,477 | D | — | May 8, 2025 | Common Stock | 32,477 | 0 | D |
| Stock Appreciation RightF1 | $7.00 | May 8, 2018 | M | 12,514 | D | — | May 6, 2026 | Common Stock | 12,514 | 12,515 | D |
| Stock Appreciation RightsF1 | $13.70 | May 8, 2018 | M | 5,981 | D | — | Mar 3, 2027 | Common Stock | 5,981 | 11,964 | D |
Explanation of responses
- F1The stock appreciation rights vest in one-third increments on each of the first three anniversaries of the date of grant.