SEC Form 4 · accession 0000045876-18-000085
HARSCO CORP · HSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Russell C. Hochman
Officer — SVP, GC, CCO and Corp. Sec.
Period of report
May 6, 2018
Accepted (ET)
May 7, 2018 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000045876
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 6, 2018 | M | 5,794 | $0.00 | A | 12,756 | D | |
| Common Stock | May 6, 2018 | F | 2,379 | $21.45 | D | 10,377 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | May 6, 2018 | M | 5,794 | D | — | — | Common Stock | 5,794 | 23,461 | D |
Explanation of responses
- F1Restricted Stock Units convert into common stock on a one-for-one basis.
- F2On May 6, 2016, the reporting person was granted 17,382 restricted stock units of which one-third vested on the second anniversary of the grant date.