SEC Form 4 · accession 0000045876-17-000106
HARSCO CORP · HSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Francis Minan
Officer — SVP and CFO
Period of report
Nov 25, 2017
Accepted (ET)
Nov 27, 2017 · 3:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000045876
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 25, 2017 | M | 3,906 | $0.00 | A | 47,791 | D | |
| Common Stock | Nov 25, 2017 | F | 1,191 | $17.35 | D | 46,600 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Nov 25, 2017 | M | 3,906 | A | — | — | Common Stock | 3,906 | 56,040 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2On November 25, 2014 the reporting person was granted 3,906 restricted stock units that "cliff" vested three years after the grant date.