SEC Form 4 · accession 0000045876-17-000090
HARSCO CORP · HSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tracey L. McKenzie
Officer — SVP and CHRO
Period of report
Sep 15, 2017
Accepted (ET)
Sep 18, 2017 · 11:18 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000045876
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 15, 2017 | M | 4,980 | $0.00 | A | 8,117 | D | |
| Common Stock | Sep 15, 2017 | F | 2,246 | $18.70 | D | 5,871 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Sep 15, 2017 | M | 4,980 | D | — | — | Common Stock, $1.25 par value | 4,980 | 0 | D |
Explanation of responses
- F1Restricted stock units granted under the 2013 Equity and Incentive Compensation Plan represent a contingent right to receive Harsco common stock on a one-for-one basis when the restricted stock units vest. Each restricted stock unit vests on the third anniversary of the grant date.
- F2On September 15, 2014 the reporting person was granted 4,980 restricted stock units that "cliff" vested three years after the grant date.