SEC Form 4 · accession 0000045876-17-000074
HARSCO CORP · HSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott H Gerson
Officer — SVP and Group Pres.Industrial
Period of report
May 11, 2017
Accepted (ET)
May 12, 2017 · 10:43 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000045876
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.25 par value | May 11, 2017 | M | 12,514 | $7.00 | A | 32,125 | D | |
| Common Stock, $1.25 par value | May 11, 2017 | I | 7,796 | $15.30 | D | 24,329 | D | |
| Common Stock, $1.25 par value | May 11, 2017 | S | 4,718 | $15.10 | D | 19,611 | D | |
| Common Stock | May 11, 2017 | S | 1,988 | $15.09 | D | 11,828 | I | by Managed Account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $7.00 | May 11, 2017 | M | 12,514 | D | — | May 6, 2026 | Common Stock | 12,514 | 25,029 | D |
Explanation of responses
- F1The stock appreciation rights vest in one-third increments on each of the first three anniversaries of the date of grant.