SEC Form 4 · accession 0000045876-17-000072
HARSCO CORP · HSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Russell C. Hochman
Officer — SVP, GC, CCO and Corp. Sec.
Period of report
May 9, 2017
Accepted (ET)
May 11, 2017 · 9:38 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000045876
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 9, 2017 | M | 2,285 | $0.00 | A | 6,377 | D | |
| Common Stock | May 9, 2017 | F | 1,007 | $15.05 | D | 5,370 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | May 9, 2017 | M | 2,285 | D | — | — | HSC Common Stock | 2,285 | 0 | D |
Explanation of responses
- F1Restricted stock units granted under the 2013 Equity and Incentive Compensation Plan represent a contingent right to receive Harsco common stock on a one-for-one basis when the restricted stock units vest. Each restricted stock unit vests on the third anniversary of the grant date.
- F2On May 9, 2014, the reporting person was granted 2,285 restricted stock units that vested three years after the grant date.