SEC Form 4 · accession 0000045876-17-000071
HARSCO CORP · HSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott H Gerson
Officer — SVP and Group Pres.Industrial
Period of report
May 9, 2017
Accepted (ET)
May 11, 2017 · 9:37 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000045876
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.25 par value | May 9, 2017 | M | 3,857 | $0.00 | A | 21,351 | D | |
| Common Stock, $1.25 par value | May 9, 2017 | F | 1,740 | $15.05 | D | 19,611 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | May 9, 2017 | M | 3,857 | D | — | — | Common Stock | 3,857 | 0 | D |
Explanation of responses
- F1Restricted stock units granted under the 2013 Equity and Incentive Compensation Plan represent a contingent right to receive Harsco common stock on a one-for-one basis when the restricted stock units vest. Each restricted stock unit vests on the third anniversary of the date of the grant.
- F2On May 9, 2014, the reporting person was granted 3,857 restricted stock units that vested three years after the grant date.