SEC Form 4 · accession 0000045876-17-000067
HARSCO CORP · HSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
F Nicholas Grasberger III
Officer — President and CEO · Director
Period of report
May 6, 2017
Accepted (ET)
May 9, 2017 · 2:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000045876
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 6, 2017 | M | 39,285 | $0.00 | A | 234,269 | D | |
| Common Stock | May 6, 2017 | F | 15,907 | $15.55 | D | 218,362 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | May 6, 2017 | M | 39,285 | D | — | — | Common Stock | 39,285 | 78,572 | D |
Explanation of responses
- F1Restricted stock units granted under the 2013 Equity and Incentive Compensation Plan represent a contingent right to receive Harsco common stock on a one-for-one basis when the restricted stock units vest. The restricted stock units vest in one-third increments on each of the first three anniversaries of the date of grant.
- F2On May 6, 2016 the reporting person was granted 117,857 restricted stock units of which one-third vested on the first anniversary of the grant date.