SEC Form 4 · accession 0000045876-17-000044
HARSCO CORP · HSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elaine La Roche
Director
Period of report
Apr 25, 2017
Accepted (ET)
Apr 27, 2017 · 1:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000045876
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Apr 25, 2017 | M | 15,714 | D | — | — | Common Stock | 15,714 | 19,240 | D |
| Phantom SharesF3 | — | Apr 25, 2017 | A | 15,714 | A | — | — | Common Stock | 15,714 | 15,714 | D |
Explanation of responses
- F1Restricted Stock Units convert into common stock on a one-for-one basis.
- F2On May 6, 2016, the reporting person was granted 15,714 restricted stock units that vested on the first anniversary of the issuer's annual meeting of stockholders in the year immediately following the year of the grant date.
- F3Represents deferred compensation under the Harsco Corporation Deferred Compensation Plan for Non-Employee Directors. Each phantom stock unit represents the right to be paid in cash an amount equal to the fair market value of one share of Harsco Corporation Common Stock at the date of settlement. Represents a scheduled settlement date for the phantom stock units to be paid in cash in a lump sum commencing within thirty days of her termination date with the Board.