SEC Form 4 · accession 0000045876-17-000034
HARSCO CORP · HSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
F Nicholas Grasberger III
Officer — President and CEO · Director
Period of report
Apr 7, 2017
Accepted (ET)
Apr 10, 2017 · 3:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000045876
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 7, 2017 | M | 15,700 | $0.00 | A | 201,341 | D | |
| Common Stock | Apr 7, 2017 | F | 6,357 | $12.55 | D | 194,984 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Apr 7, 2017 | M | 15,700 | D | — | — | Common Stock | 15,700 | 0 | D |
Explanation of responses
- F1Restricted Stock Units convert into common stock on a one-for-one basis.
- F2On April 7, 2014 the reporting person was granted 15,700 restricted stock units that "cliff" vested three years after the grant date.