SEC Form 4 · accession 0000045876-15-000019
HARSCO CORP · HSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terry D Growcock
Director
Period of report
Feb 17, 2015
Accepted (ET)
Feb 19, 2015 · 3:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000045876
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1 | — | Feb 17, 2015 | A | 9 | A | — | — | Common Stock, $1.25 par value | 9 | 744 | D |
| Restricted Stock UnitsF2 | — | Feb 17, 2015 | A | 230 | A | — | — | Common Stock, $1.25 par value | 230 | 23,877 | D |
Explanation of responses
- F1Represents reinvestment of dividends into deferred compensation under the Deferred Compensation Plan for Non-Employee Directors. Each phantom stock unit represents a right to be paid in cash an amount equal to the fair market value of one share of Issuer stock at the date of settlement. The scheduled settlement for the phantom stock units is following termination of the Reporting Person's service as a director of the Issuer.
- F2Represents reinvestment of dividends into restricted stock units granted under the 1995 Non-Employee Directors' Stock Plan, which grant has a one-year vesting period. The restricted stock units will be settled in shares promptly following termination of the Reporting Person's service as a director of the Issuer.