SEC Form 4 · accession 0000045876-15-000005
HARSCO CORP · HSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott H Gerson
Officer — V.P. & Indust. Group Pres.
Period of report
Jan 23, 2015
Accepted (ET)
Jan 27, 2015 · 9:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000045876
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.25 par valueF1 | Jan 23, 2015 | M | 15,000 | — | A | 19,759 | D | |
| Common Stock, $1.25 par valueF2 | Jan 23, 2015 | F | 4,846 | $15.602 | D | 14,913 | D | |
| Common Stock, $1.25 par value | holding | — | — | — | 8,474 | I | by Managed Account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Jan 23, 2015 | M | 15,000 | D | Jan 23, 2015 | — | Common Stock, $1.25 par value | 15,000 | 9,085 | D |
Explanation of responses
- F1RSU converts into common stock on a one-for-one basis.
- F2The restricted stock units vested on January 23, 2015 and were settled in Harsco common stock. Each restricted stock unit was the economic equivalent of one share of Harsco common stock.