SEC Form 4 · accession 0001841752-26-000015
HALLIBURTON CO · HAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maurice S Smith
Director
Period of report
Jun 30, 2026
Accepted (ET)
Jun 30, 2026 · 2:53 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000045012
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Equivalent UnitsF2,F4,F1,F3 | — | Jun 30, 2026 | A | 1,080 | A | — | — | Common Stock | 1,080 | 14,848 | D |
| 12/2025 Restricted Stock UnitsF7,F5,F6 | — | holding | — | — | — | — | — | Common Stock | 7,556 | 7,556 | D |
| 12/2024 Restricted Stock UnitsF7,F5,F6 | — | holding | — | — | — | — | — | Common Stock | 6,324 | 6,324 | D |
| 12/2023 Restricted Stock UnitsF7,F5,F6 | — | holding | — | — | — | — | — | Common Stock | 5,119 | 5,119 | D |
| 03/2023 Restricted Stock UnitsF7,F5,F6 | — | holding | — | — | — | — | — | Common Stock | 4,091 | 4,091 | D |
Explanation of responses
- F1The security converts to common stock on a one-for-one basis.
- F2Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro-rata basis to reflect Issuer's Plan period. Said Plan is an ongoing securities acquisition plan.
- F3The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.
- F4A portion of the stock equivalents are attributable to dividends and a portion are attributable to quarterly fees and are based on the closing price on March 25, 2026 of $38.63, June 24, 2026 of $33.90, and June 29, 2026 of $34.09.
- F5Each restricted stock unit represents a right to receive one share of the Company common stock.
- F6The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.
- F7Includes stock equivalent units through June 30, 2026.