SEC Form 4 · accession 0001127602-16-055118
HALLIBURTON CO · HAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Allen Miller
Officer — President · Director
Period of report
Jun 7, 2016
Accepted (ET)
Jun 9, 2016 · 10:40 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000045012
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 7, 2016 | S | 19,776 | $45.00 | D | 319,403 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option To Buy Common Stock | $38.95 | holding | — | — | — | Dec 2, 2015 | Dec 2, 2025 | Common Stock | 99,200 | 99,200 | D |
| Option To Buy Common Stock | $40.75 | holding | — | — | — | Dec 3, 2014 | Dec 3, 2024 | Common Stock | 115,100 | 115,100 | D |
| Option To Buy Common Stock | $50.62 | holding | — | — | — | Dec 4, 2013 | Dec 4, 2023 | Common Stock | 55,700 | 55,700 | D |
| Option To Buy Common Stock | $33.50 | holding | — | — | — | Dec 5, 2012 | Dec 5, 2022 | Common Stock | 51,466 | 51,466 | D |
| Option To Buy Common Stock | $34.15 | holding | — | — | — | Jan 3, 2012 | Jan 3, 2022 | Common Stock | 3,833 | 3,833 | D |
Explanation of responses
- F1The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 17, 2016.
- F2Includes 725.058 shares of stock purchased through the Halliburton Company Employee Stock Purchase Plan for the period ended March 31, 2016.