SEC Form 4 · accession 0001127602-16-052138
HALLIBURTON CO · HAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James S Brown
Officer — President - Western Hemisphere
Period of report
May 11, 2016
Accepted (ET)
May 13, 2016 · 1:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000045012
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 11, 2016 | S | 10,400 | $39.645 | D | 281,504 | D | |
| Common Stock | May 11, 2016 | S | 1,400 | $39.655 | D | 280,104 | D | |
| Common Stock | May 11, 2016 | S | 300 | $39.66 | D | 279,804 | D | |
| Common Stock | May 11, 2016 | S | 2,800 | $39.665 | D | 277,004 | D | |
| Common Stock | May 11, 2016 | S | 5,000 | $39.67 | D | 272,004 | D | |
| Common Stock | May 11, 2016 | S | 1,900 | $39.675 | D | 270,104 | D | |
| Common Stock | May 11, 2016 | S | 2,350 | $39.685 | D | 267,754 | D | |
| Common Stock | May 11, 2016 | S | 1,250 | $39.69 | D | 266,504 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option To Buy Common Stock | $38.95 | holding | — | — | — | Dec 2, 2015 | Dec 2, 2025 | Common Stock | 58,700 | 58,700 | D |
| Option To Buy Common Stock | $40.75 | holding | — | — | — | Dec 3, 2014 | Dec 3, 2024 | Common Stock | 59,500 | 59,500 | D |
| Option To Buy Common Stock | $50.62 | holding | — | — | — | Dec 4, 2013 | Dec 4, 2023 | Common Stock | 45,500 | 45,500 | D |
| Option To Buy Common Stock | $33.50 | holding | — | — | — | Dec 5, 2012 | Dec 5, 2022 | Common Stock | 56,900 | 56,900 | D |
| Option To Buy Common Stock | $35.57 | holding | — | — | — | Dec 6, 2011 | Dec 6, 2021 | Common Stock | 43,700 | 43,700 | D |
| Option To Buy Common Stock | $39.19 | holding | — | — | — | Dec 1, 2010 | Dec 1, 2020 | Common Stock | 26,100 | 26,100 | D |