SEC Form 4 · accession 0001127602-16-051508
HALLIBURTON CO · HAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James S Brown
Officer — President - Western Hemisphere
Period of report
May 6, 2016
Accepted (ET)
May 9, 2016 · 3:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000045012
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 6, 2016 | S | 4,394 | $40.00 | D | 291,904 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option To Buy Common Stock | $38.95 | holding | — | — | — | Dec 2, 2015 | Dec 2, 2025 | Common Stock | 58,700 | 58,700 | D |
| Option To Buy Common Stock | $40.75 | holding | — | — | — | Dec 3, 2014 | Dec 3, 2024 | Common Stock | 59,500 | 59,500 | D |
| Option To Buy Common Stock | $50.62 | holding | — | — | — | Dec 4, 2013 | Dec 4, 2023 | Common Stock | 45,500 | 45,500 | D |
| Option To Buy Common Stock | $33.50 | holding | — | — | — | Dec 5, 2012 | Dec 5, 2022 | Common Stock | 56,900 | 56,900 | D |
| Option To Buy Common Stock | $35.67 | holding | — | — | — | Dec 6, 2011 | Dec 6, 2021 | Common Stock | 43,700 | 43,700 | D |
| Option To Buy Common Stock | $39.19 | holding | — | — | — | Dec 1, 2010 | Dec 1, 2020 | Common Stock | 26,100 | 26,100 | D |
Explanation of responses
- F1Includes 297.871 shares of stock purchased through the Halliburton Company Employee Stock Purchase Plan for the period ended March 31, 2016.