SEC Form 4 · accession 0001127602-16-050422
HALLIBURTON CO · HAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Carre
Officer — EVP Global Business Lines
Period of report
May 1, 2016
Accepted (ET)
May 2, 2016 · 3:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000045012
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 1, 2016 | A | 40,000 | $41.31 | A | 166,793 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option To Buy Common Stock | $34.48 | holding | — | — | — | Jan 4, 2016 | Jan 4, 2026 | Common Stock | 28,604 | 28,604 | D |
| Option To Buy Common Stock | $39.49 | holding | — | — | — | Jan 2, 2015 | Jan 2, 2025 | Common Stock | 24,750 | 24,750 | D |
| Option To Buy Common Stock | $50.01 | holding | — | — | — | Jan 2, 2014 | Jan 2, 2024 | Common Stock | 8,300 | 8,300 | D |
| Option To Buy Common Stock | $36.31 | holding | — | — | — | Jan 3, 2013 | Jan 3, 2023 | Common Stock | 13,900 | 13,900 | D |
| Option To Buy Common Stock | $34.15 | holding | — | — | — | Jan 3, 2012 | Jan 3, 2022 | Common Stock | 3,666 | 3,666 | D |
| Option To Buy Common Stock | $40.83 | holding | — | — | — | Jan 1, 2011 | Jan 1, 2021 | Common Stock | 7,000 | 7,000 | D |
Explanation of responses
- F1Shares awarded pursuant to the Halliburton Company Stock and Incentive Plan. Said Plan provides for the surrender of common stock to the Issuer to satisfy withholding tax obligations.
- F2On April 29, 2016, the closing price of Halliburton Company's Common Stock on the New York Stock Exchange was $41.31.