SEC Form 3 · accession 0000045012-19-000050
HALLIBURTON CO · HAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Richard
Officer — President - Western Hemisphere
Period of report
Feb 12, 2019
Accepted (ET)
Feb 20, 2019 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000045012
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 105,097 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Buy Common Stock | $31.65 | holding | — | — | — | Jan 5, 2010 | Jan 5, 2020 | Common Stock | 7,000 | — | D |
| Option to Buy Common Stock | $40.83 | holding | — | — | — | Jan 1, 2011 | Jan 1, 2021 | Common Stock | 4,600 | — | D |
| Option to Buy Common Stock | $34.15 | holding | — | — | — | Jan 3, 2012 | Jan 3, 2022 | Common Stock | 6,400 | — | D |
| Option to Buy Common Stock | $36.31 | holding | — | — | — | Jan 3, 2013 | Jan 3, 2023 | Common Stock | 13,900 | — | D |
| Option to Buy Common Stock | $50.01 | holding | — | — | — | Jan 2, 2014 | Jan 2, 2024 | Common Stock | 7,900 | — | D |
| Option to Buy Common Stock | $39.49 | holding | — | — | — | Jan 2, 2015 | Jan 2, 2025 | Common Stock | 14,807 | — | D |
| Option to Buy Common Stock | $34.48 | holding | — | — | — | Jan 4, 2016 | Jan 4, 2026 | Common Stock | 28,604 | — | D |
| Option to Buy Common Stock | $55.68 | holding | — | — | — | Jan 3, 2017 | Jan 3, 2027 | Common Stock | 17,119 | — | D |
| Option to Buy Common Stock (01/2018) | $49.61 | holding | — | — | — | Jan 2, 2018 | Jan 2, 2028 | Common Stock | 24,019 | — | D |
| Option to Buy Common Stock (12/2018) | $27.14 | holding | — | — | — | Dec 20, 2018 | Dec 20, 2028 | Common Stock | 43,924 | — | D |
| Restricted Stock Units (01/2015)F2,F1 | — | holding | — | — | — | — | — | Common Stock | 2,091 | — | D |
| Restricted Stock Units (10/2015)F2,F1 | — | holding | — | — | — | — | — | Common Stock | 4,268 | — | D |
Explanation of responses
- F1The restricted stock units vest in five equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person upon vesting,
- F2Each Restricted Stock Unit represents the right to receive one share of the Company's common stock.