SEC Form 4 · accession 0000045012-19-000010
HALLIBURTON CO · HAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nance K Dicciani
Director
Period of report
Dec 31, 2018
Accepted (ET)
Jan 3, 2019 · 5:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000045012
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 20,922 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Equivalent UnitsF3,F5,F2,F4 | — | Dec 31, 2018 | A | 95 | A | — | — | Common Stock | 95 | 14,031 | D |
| 2018 Restricted Stock UnitsF6,F7 | — | holding | — | — | — | — | — | Common Stock | 4,221 | 4,221 | D |
| 2017 Restricted Stock UnitsF6,F7 | — | holding | — | — | — | — | — | Common Stock | 3,202 | 3,202 | D |
| 2016 Restricted Stock UnitsF8,F6,F7 | — | holding | — | — | — | — | — | Common Stock | 4,356 | 4,356 | D |
| 2015 Restricted Stock UnitsF8,F6,F7 | — | holding | — | — | — | — | — | Common Stock | 4,735 | 4,735 | D |
| 2014 Restricted Stock UnitsF8,F6,F7 | — | holding | — | — | — | — | — | Common Stock | 2,809 | 2,809 | D |
| 2013 Restricted Stock UnitsF8,F6,F7 | — | holding | — | — | — | — | — | Common Stock | 3,928 | 3,928 | D |
| 2012 Restricted Stock UnitsF8,F6,F7 | — | holding | — | — | — | — | — | Common Stock | 5,813 | 5,813 | D |
Explanation of responses
- F1Includes 7.556 shares of stock accumulated through dividend reinvestment as of December 31, 2018.
- F2The security converts to common stock on a one-for-one basis.
- F3Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan.
- F4The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.
- F5The additional stock equivalents are attributable to quarterly dividends based on the closing price on December 27, 2018 of $26.36.
- F6Each restricted stock unit represents a right to receive one share of the Company's common stock.
- F7The restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.
- F8Includes dividend equivalent units through December 31, 2018.