SEC Form 4 · accession 0000045012-18-000136
HALLIBURTON CO · HAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nance K Dicciani
Director
Period of report
Aug 1, 2018
Accepted (ET)
Aug 3, 2018 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000045012
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 1, 2018 | M | 1,067 | $0.00 | A | 20,910 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2018 Restricted Stock UnitsF2,F3 | — | Aug 1, 2018 | A | 4,221 | A | — | — | Common Stock | 4,221 | 4,221 | D |
| 2017 Restricted Stock UnitsF2,F3 | — | Aug 1, 2018 | M | 1,067 | D | — | — | Common Stock | 4,269 | 3,202 | D |
| 2016 Restricted Stock UnitsF2,F3 | — | holding | — | — | — | — | — | Common Stock | 4,308 | 4,308 | D |
| 2015 Restricted Stock UnitsF2,F3 | — | holding | — | — | — | — | — | Common Stock | 4,682 | 4,682 | D |
| 2014 Restricted Stock UnitsF2,F3 | — | holding | — | — | — | — | — | Common Stock | 2,778 | 2,778 | D |
| 2013 Restricted Stock UnitsF2,F3 | — | holding | — | — | — | — | — | Common Stock | 3,884 | 3,884 | D |
| 2012 Restricted Stock UnitsF2,F3 | — | holding | — | — | — | — | — | Common Stock | 5,748 | 5,748 | D |
| Stock Equivalent UnitsF4,F5 | — | holding | — | — | — | — | — | Common Stock | 13,875 | 13,875 | D |
Explanation of responses
- F1Vesting of 25% of restricted stock units granted on August 1, 2017.
- F2Each restricted stock unit represents a right to receive one share of the Company's common stock.
- F3The restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.
- F4The security converts to common stock on a one-for-one basis.
- F5The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.