SEC Form 4 · accession 0000045012-18-000064
HALLIBURTON CO · HAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Lesar
Officer — Exec Chairman of the Board · Director
Period of report
Mar 6, 2018
Accepted (ET)
Mar 8, 2018 · 12:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000045012
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 6, 2018 | J | 44,378 | $0.00 | D | 525,677 | D | |
| Common Stock | Mar 6, 2018 | J | 44,378 | $0.00 | A | 115,847 | I | By Spouse |
| Common Stock | Mar 7, 2018 | G | 1,089 | $0.00 | D | 524,588 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Buy Common Stock | $43.38 | holding | — | — | — | Dec 6, 2017 | Dec 6, 2027 | Common Stock | 77,899 | 77,899 | D |
| Option to Buy Common Stock | $53.54 | holding | — | — | — | Dec 7, 2016 | Dec 7, 2026 | Common Stock | 114,900 | 114,900 | D |
| Option to Buy Common Stock | $38.95 | holding | — | — | — | Dec 2, 2015 | Dec 2, 2025 | Common Stock | 176,900 | 176,900 | D |
| Option to Buy Common Stock | $40.75 | holding | — | — | — | Dec 3, 2014 | Dec 3, 2024 | Common Stock | 178,100 | 178,100 | D |
| Option to Buy Common Stock | $50.62 | holding | — | — | — | Dec 4, 2013 | Dec 4, 2023 | Common Stock | 137,900 | 137,900 | D |
| Option to Buy Common Stock | $33.50 | holding | — | — | — | Dec 5, 2012 | Dec 5, 2022 | Common Stock | 208,900 | 208,900 | D |
| Option to Buy Common Stock | $35.57 | holding | — | — | — | Dec 6, 2011 | Dec 6, 2021 | Common Stock | 141,900 | 141,900 | D |
| Option to Buy Common Stock | $39.19 | holding | — | — | — | Dec 1, 2010 | Dec 1, 2020 | Common Stock | 108,000 | 108,000 | D |
| 06/2017 Restricted Stock UnitsF2,F3 | $0.00 | holding | — | — | — | — | — | Common Stock | 326,229 | 326,229 | D |
Explanation of responses
- F1Reporting Person transferred shares to Spouse.
- F2Each Restricted Stock Unit represents the right to receive one share of common stock.
- F3One-half of the Restricted Stock Units vest and distribute as common stock effective December 31, 2018. The other one-half will be valued on December 31, 2018 and distribute as cash in three equal annual installments beginning December 31, 2019.