SEC Form 4 · accession 0000045012-18-000055
HALLIBURTON CO · HAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robb L. Voyles
Officer — EVP, Sec & General Counsel
Period of report
Jan 22, 2018
Accepted (ET)
Jan 24, 2018 · 3:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000045012
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 22, 2018 | M | 33,334 | $49.82 | A | 248,319 | D | |
| Common StockF1 | Jan 22, 2018 | S | 33,334 | $55.00 | D | 214,985 | D | |
| Common StockF1 | Jan 22, 2018 | S | 5,953 | $55.00 | D | 209,032 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Buy Common StockF2 | $49.82 | Jan 22, 2018 | M | 33,334 | D | Sep 16, 2013 | Sep 16, 2023 | Common Stock | 33,334 | 66,666 | D |
| Option to Buy Common Stock | $43.38 | holding | — | — | — | Dec 6, 2017 | Dec 6, 2027 | Common Stock | 34,300 | 34,300 | D |
| Option to Buy Common Stock | $53.54 | holding | — | — | — | Dec 7, 2016 | Dec 7, 2026 | Common Stock | 30,500 | 30,500 | D |
| Option to Buy Common Stock | $38.95 | holding | — | — | — | Dec 2, 2015 | Dec 2, 2025 | Common Stock | 41,300 | 41,300 | D |
| Option to Buy Common Stock | $40.75 | holding | — | — | — | Dec 3, 2014 | Dec 3, 2024 | Common Stock | 41,300 | 41,300 | D |
Explanation of responses
- F1The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2017.
- F2Options disposed of through exercise pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2017.