SEC Form 4 · accession 0000045012-18-000049
HALLIBURTON CO · HAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Carre
Officer — EVP, Global Business Lines
Period of report
Jan 22, 2018
Accepted (ET)
Jan 24, 2018 · 2:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000045012
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stares | Jan 22, 2018 | M | 19,070 | $34.48 | A | 274,942 | D | |
| Common SharesF1 | Jan 22, 2018 | S | 19,070 | $55.00 | D | 127,936 | D | |
| Common SharesF1,F2 | Jan 22, 2018 | S | 9,583 | $55.01 | D | 118,353 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Buy Common StockF3 | $34.48 | Jan 22, 2018 | M | 19,070 | D | Jan 4, 2016 | Jan 4, 2026 | Common Stock | 19,070 | 9,534 | D |
| Option to Buy Common Stock | $43.38 | holding | — | — | — | Dec 6, 2017 | Dec 6, 2027 | Common Stock | 34,425 | 34,425 | D |
| Option to Buy Common Stock | $53.54 | holding | — | — | — | Dec 7, 2016 | Dec 7, 2026 | Common Stock | 30,100 | 30,100 | D |
| Option to Buy Common Stock | $39.49 | holding | — | — | — | Jan 2, 2015 | Jan 2, 2025 | Common Stock | 24,750 | 24,750 | D |
| Option to Buy Common Stock | $50.01 | holding | — | — | — | Jan 2, 2014 | Jan 2, 2024 | Common Stock | 8,300 | 8,300 | D |
Explanation of responses
- F1The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2017.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.02, inclusive. The Reporting Person undertakes to provide to Halliburton Company, any security holder of Halliburton Company, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- F3Options disposed of through exercise pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2017.