SEC Form 4 · accession 0000045012-18-000035
HALLIBURTON CO · HAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Carre
Officer — EVP, Global Business Lines
Period of report
Jan 5, 2018
Accepted (ET)
Jan 9, 2018 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000045012
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 5, 2018 | S | 3,259 | $51.50 | D | 173,767 | D | |
| Common StockF2 | Jan 5, 2018 | F | 19,591 | $50.50 | D | 154,176 | D | |
| Common StockF1,F3 | Jan 8, 2018 | S | 24,765 | $51.739 | D | 129,411 | D | |
| Common StaresF2,F4 | Jan 8, 2018 | F | 1,402 | $51.63 | D | 127,996 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Buy Common Stock | $43.38 | holding | — | — | — | Dec 6, 2017 | Dec 6, 2027 | Common Stock | 34,425 | 34,425 | D |
| Option to Buy Common Stock | $53.54 | holding | — | — | — | Dec 7, 2016 | Dec 7, 2026 | Common Stock | 30,100 | 30,100 | D |
| Option to Buy Common Stock | $34.48 | holding | — | — | — | Jan 4, 2016 | Jan 4, 2026 | Common Stock | 28,604 | 28,604 | D |
| Option to Buy Common Stock | $39.49 | holding | — | — | — | Jan 2, 2015 | Jan 2, 2025 | Common Stock | 24,750 | 24,750 | D |
| Option to Buy Common Stock | $50.01 | holding | — | — | — | Jan 2, 2014 | Jan 2, 2024 | Common Stock | 8,300 | 8,300 | D |
Explanation of responses
- F1The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2017.
- F2Shares transferred to Halliburton Company for payment for Federal tax withholding obligations on lapse of restrictions on shares issued under the Stock and Incentive Plan. Said Plan permits Reporting Person to satisfy withholding tax obligation by transferring unrestricted shares to the Issuer.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.41 to $52.19, inclusive. The Reporting Person undertakes to provide to Halliburton Company, any security holder of Halliburton Company, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
- F4Beneficial ownership amount decreased by 12.678 to correct for an administrative error on Form 4 report dated April 27, 2017.