SEC Form 4 · accession 0000045012-17-000185
HALLIBURTON CO · HAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A Malone
Director
Period of report
Aug 1, 2017
Accepted (ET)
Aug 3, 2017 · 5:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000045012
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 1, 2017 | M | 2,596 | $0.00 | A | 27,827 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2017 Restricted Stock UnitsF2,F3 | — | Aug 1, 2017 | A | 4,269 | A | — | — | Common Stock | 4,269 | 4,269 | D |
| 2016 Restricted Stock UnitsF2,F3 | — | Aug 1, 2017 | M | 1,044 | D | — | — | Common Stock | 1,044 | 3,133 | D |
| 2014 Restricted Stock UnitsF2,F3 | — | Aug 1, 2017 | M | 651 | D | — | — | Common Stock | 651 | 651 | D |
| 2013 Restricted Stock UnitsF2,F3 | — | Aug 1, 2017 | M | 901 | D | — | — | Common Stock | 901 | 0 | D |
| 2015 Restricted Stock UnitsF2,F3 | — | holding | — | — | — | — | — | Common Stock | 3,341 | 3,341 | D |
Explanation of responses
- F1Vesting of 25% of restricted stock units granted on August 1, 2013, August 1, 2014 and August 1, 2016.
- F2Each restricted stock unit represents a right to receive one share of the Company's common stock.
- F3The restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.