SEC Form 4 · accession 0000045012-17-000093
HALLIBURTON CO · HAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Carre
Officer — EVP, Global Business Lines
Period of report
Apr 27, 2017
Accepted (ET)
May 1, 2017 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000045012
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 27, 2017 | F | 126 | $47.02 | D | 161,543 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Buy Common Stock | $53.54 | holding | — | — | — | Dec 7, 2016 | Dec 7, 2026 | Common Stock | 30,100 | 30,100 | D |
| Option to Buy Common Stock | $34.48 | holding | — | — | — | Jan 4, 2016 | Jan 4, 2026 | Common Stock | 28,604 | 28,604 | D |
| Option to Buy Common Stock | $39.49 | holding | — | — | — | Jan 2, 2015 | Jan 2, 2025 | Common Stock | 24,750 | 24,750 | D |
| Option to Buy Common Stock | $50.01 | holding | — | — | — | Jan 2, 2014 | Jan 2, 2024 | Common Stock | 8,300 | 8,300 | D |
Explanation of responses
- F1Shares transferred to Halliburton Company for payment for Federal tax withholding obligations on lapse of restrictions on shares issued under the Stock and Incentive Plan. Said Plan permits Reporting Person to satisfy withholding tax obligation by transferring unrestricted shares to the Issuer.
- F2Includes 42.578 shares of stock purchased through the Halliburton Company Employee Stock Purchase Plan for the period ended December 31, 2016.