SEC Form 4 · accession 0000045012-17-000084
HALLIBURTON CO · HAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Debra L Reed
Director
Period of report
Mar 31, 2017
Accepted (ET)
Apr 4, 2017 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000045012
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 33,562 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Equivalent UnitsF3,F5,F2,F4 | — | Mar 31, 2017 | A | 725 | A | — | — | Common Stock | 725 | 17,803 | D |
| 2016 Restricted Stock UnitsF8,F6,F7 | — | holding | — | — | — | — | — | Common Stock | 4,224 | 4,224 | D |
| 2015 Restricted Stock UnitsF8,F6,F7 | — | holding | — | — | — | — | — | Common Stock | 4,590 | 4,590 | D |
| 2014 Restricted Stock UnitsF8,F6,F7 | — | holding | — | — | — | — | — | Common Stock | 2,723 | 2,723 | D |
| 2013 Restricted Stock UnitsF8,F6,F7 | — | holding | — | — | — | — | — | Common Stock | 3,808 | 3,808 | D |
| 2012 Restricted Stock UnitsF8,F6,F7 | — | holding | — | — | — | — | — | Common Stock | 5,636 | 5,636 | D |
Explanation of responses
- F1500 shares previously reported as owned by a former spouse are no longer deemed beneficially owned by Reporting Person.
- F2The security converts to common stock on a one-for-one basis.
- F3Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan.
- F4The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.
- F5A portion of the stock equivalents attributable to quarterly fees and a portion attributable to quarterly dividends are based on the closing price on March 30, 2017 of $49.02 and March 22, 2017 of $49.83 respectively.
- F6Each restricted stock unit represents a right to receive one share of the Company's common stock.
- F7The restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.
- F8Includes dividend equivalent units through March 31, 2017