SEC Form 4 · accession 0000045012-16-000462
HALLIBURTON CO · HAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Lesar
Officer — Chairman and CEO · Director
Period of report
Dec 12, 2016
Accepted (ET)
Dec 13, 2016 · 3:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000045012
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 12, 2016 | S | 10,000 | $55.16 | D | 68,570 | I | By Spouse |
| Common Stock | holding | — | — | — | 610,806 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Buy Common Stock | $53.54 | holding | — | — | — | Dec 7, 2016 | Dec 7, 2026 | Common Stock | 114,900 | 114,900 | D |
| Option to Buy Common Stock | $38.95 | holding | — | — | — | Dec 2, 2015 | Dec 2, 2025 | Common Stock | 176,900 | 176,900 | D |
| Option to Buy Common Stock | $40.75 | holding | — | — | — | Dec 3, 2014 | Dec 3, 2024 | Common Stock | 178,100 | 178,100 | D |
| Option to Buy Common Stock | $50.62 | holding | — | — | — | Dec 4, 2013 | Dec 4, 2023 | Common Stock | 137,900 | 137,900 | D |
| Option to Buy Common Stock | $33.50 | holding | — | — | — | Dec 5, 2012 | Dec 5, 2022 | Common Stock | 208,900 | 208,900 | D |
| Option to Buy Common Stock | $35.57 | holding | — | — | — | Dec 6, 2011 | Dec 6, 2021 | Common Stock | 141,900 | 141,900 | D |
| Option to Buy Common Stock | $39.19 | holding | — | — | — | Dec 1, 2010 | Dec 1, 2020 | Common Stock | 108,000 | 108,000 | D |
Explanation of responses
- F1The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's Spouse on May 16, 2016. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.