SEC Form 4 · accession 0000045012-16-000434
HALLIBURTON CO · HAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles Geer Jr.
Officer — VP and Corporate Controller
Period of report
Dec 7, 2016
Accepted (ET)
Dec 9, 2016 · 3:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000045012
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 7, 2016 | A | 3,000 | $53.54 | A | 18,292 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Buy Common StockF3 | $53.54 | Dec 7, 2016 | A | 5,100 | A | Dec 7, 2016 | Dec 7, 2026 | Common Stock | 5,100 | 5,100 | D |
| Option to Buy Common Stock | $38.95 | holding | — | — | — | Dec 2, 2015 | Dec 2, 2025 | Common Stock | 8,700 | 8,700 | D |
| Option to Buy Common Stock | $40.75 | holding | — | — | — | Dec 3, 2014 | Dec 3, 2024 | Common Stock | 8,700 | 8,700 | D |
Explanation of responses
- F1Shares awarded pursuant to the Halliburton Company Stock and Incentive Plan. Said Plan provides for the surrender of common stock to the Issuer to satisfy withholding tax obligations.
- F2On December 7, 2016, the closing price of Halliburton Company's Common Stock on the New York Stock Exchange was $53.54.
- F3The options awarded become exercisable on each of the first, second and third anniversaries of the grant in cumulative increments of one-third each of the number of shares subject to the grant.