SEC Form 4 · accession 0000045012-16-000407
HALLIBURTON CO · HAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Lesar
Officer — Chairman and CEO · Director
Period of report
Nov 30, 2016
Accepted (ET)
Dec 1, 2016 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000045012
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 30, 2016 | S | 10,000 | $53.99 | D | 563,092 | D | |
| Common StockF1 | Nov 30, 2016 | S | 10,000 | $51.99 | D | 553,092 | D | |
| Common StockF2 | Nov 30, 2016 | S | 10,000 | $52.99 | D | 88,570 | I | By Spouse |
| Common StockF2 | Nov 30, 2016 | S | 10,000 | $51.74 | D | 78,570 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Buy Common Stock | $38.95 | holding | — | — | — | Dec 2, 2015 | Dec 2, 2025 | Common Stock | 176,900 | 176,900 | D |
| Option to Buy Common Stock | $40.75 | holding | — | — | — | Dec 3, 2014 | Dec 3, 2024 | Common Stock | 178,100 | 178,100 | D |
| Option to Buy Common Stock | $50.62 | holding | — | — | — | Dec 4, 2013 | Dec 4, 2023 | Common Stock | 137,900 | 137,900 | D |
| Option to Buy Common Stock | $33.50 | holding | — | — | — | Dec 5, 2012 | Dec 5, 2022 | Common Stock | 208,900 | 208,900 | D |
| Option to Buy Common Stock | $35.57 | holding | — | — | — | Dec 6, 2011 | Dec 6, 2021 | Common Stock | 141,900 | 141,900 | D |
| Option to Buy Common Stock | $39.19 | holding | — | — | — | Dec 1, 2010 | Dec 1, 2020 | Common Stock | 108,000 | 108,000 | D |
Explanation of responses
- F1The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 16, 2016.
- F2The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's Spouse on May 16, 2016. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.