SEC Form 4 · accession 0000045012-16-000396
HALLIBURTON CO · HAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Allen Miller
Officer — President · Director
Period of report
Oct 19, 2016
Accepted (ET)
Oct 20, 2016 · 4:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000045012
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 19, 2016 | M | 3,833 | $34.15 | A | 302,261 | D | |
| Common StockF1 | Oct 19, 2016 | S | 3,833 | $50.05 | D | 298,428 | D | |
| Common Stock | Oct 19, 2016 | M | 51,466 | $33.50 | A | 349,894 | D | |
| Common StockF1 | Oct 19, 2016 | S | 51,466 | $50.00 | D | 298,428 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Buy Common StockF2 | $34.15 | Oct 19, 2016 | M | 3,833 | D | Jan 3, 2012 | Jan 3, 2022 | Common Stock | 3,833 | 0 | D |
| Option to Buy Common StockF2 | $33.50 | Oct 19, 2016 | M | 51,466 | D | Dec 5, 2012 | Dec 5, 2022 | Common Stock | 51,466 | 0 | D |
| Option to Buy Common Stock | $38.95 | holding | — | — | — | Dec 2, 2015 | Dec 2, 2025 | Common Stock | 99,200 | 99,200 | D |
| Option to Buy Common Stock | $40.75 | holding | — | — | — | Dec 3, 2014 | Dec 3, 2024 | Common Stock | 115,100 | 115,100 | D |
| Option to Buy Common Stock | $50.62 | holding | — | — | — | Dec 4, 2013 | Dec 4, 2023 | Common Stock | 55,700 | 55,700 | D |
Explanation of responses
- F1The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 17, 2016.
- F2Options disposed of through exercise pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 17, 2016.