SEC Form 4 · accession 0000045012-16-000394
HALLIBURTON CO · HAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence J Pope
Officer — EVP Administration & CHRO
Period of report
Oct 19, 2016
Accepted (ET)
Oct 20, 2016 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000045012
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 19, 2016 | M | 10,400 | $33.17 | A | 182,782 | D | |
| Common StockF1,F2 | Oct 19, 2016 | S | 10,400 | $50.05 | D | 173,088 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Buy Common StockF3 | $33.17 | Oct 19, 2016 | M | 10,400 | D | Dec 6, 2006 | Dec 6, 2016 | Common Stock | 10,400 | 0 | D |
| Option to Buy Common Stock | $38.95 | holding | — | — | — | Dec 2, 2015 | Dec 2, 2025 | Common Stock | 44,500 | 44,500 | D |
| Option to Buy Common Stock | $40.75 | holding | — | — | — | Dec 3, 2014 | Dec 3, 2024 | Common Stock | 47,400 | 47,400 | D |
| Option to Buy Common Stock | $50.62 | holding | — | — | — | Dec 4, 2013 | Dec 4, 2023 | Common Stock | 29,400 | 29,400 | D |
| Option to Buy Common Stock | $33.50 | holding | — | — | — | Dec 5, 2012 | Dec 5, 2022 | Common Stock | 38,500 | 38,500 | D |
| Option to Buy Common Stock | $35.57 | holding | — | — | — | Dec 6, 2011 | Dec 6, 2021 | Common Stock | 28,300 | 28,300 | D |
| Option to Buy Common Stock | $39.19 | holding | — | — | — | Dec 1, 2010 | Dec 1, 2020 | Common Stock | 23,000 | 23,000 | D |
| Option to Buy Common Stock | $29.35 | holding | — | — | — | Dec 1, 2009 | Dec 1, 2019 | Common Stock | 26,500 | 26,500 | D |
| Option to Buy Common Stock | $36.90 | holding | — | — | — | Dec 5, 2007 | Dec 5, 2017 | Common Stock | 9,100 | 9,100 | D |
Explanation of responses
- F1The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2016.
- F2Includes 705.893 shares of stock purchased through the Halliburton Company Employee Stock Purchase Plan for the periods ended March 31, 2016, June 30, 2016 and September 30, 2016.
- F3Options disposed of through exercise pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2016.