SEC Form 4 · accession 0000045012-16-000276
HALLIBURTON CO · HAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Abdulaziz Fahd Al Khayyal
Director
Period of report
Mar 31, 2016
Accepted (ET)
Apr 4, 2016 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000045012
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Equivalent UnitsF2,F4,F1,F3 | — | Mar 31, 2016 | A | 798 | A | — | — | Common Stock | 798 | 798 | D |
| 2015 Restricted Stock UnitsF7,F5,F6 | — | holding | — | — | — | — | — | Common Stock | 4,522 | 4,522 | D |
| 2014 Restricted Stock UnitsF7,F5,F6 | — | holding | — | — | — | — | — | Common Stock | 2,490 | 2,490 | D |
Explanation of responses
- F1The security converts to common stock on a one-for-one basis
- F2The stock equivalent units acquired under the Halliburton Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.
- F3The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director. Said Plan is an ongoing securities acquisition plan.
- F4On March 30, 2016, the closing price of Halliburton Company's Common Stock on the New York Stock Exchange was $36.02.
- F5Each restricted stock unit represents a right to receive one share of the Company's common stock.
- F6The restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.
- F7Includes dividend equivalents units through March 31, 2016.