SEC Form 4 · accession 0000045012-15-000099
HALLIBURTON CO · HAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Debra L Reed
Director
Period of report
Jun 30, 2015
Accepted (ET)
Jul 2, 2015 · 1:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000045012
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 33,562 | D | ||
| Common Stock | holding | — | — | — | 500 | I | Spouse's Retirement Account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Equivalent UnitsF3,F5,F2,F4 | — | Jun 30, 2015 | A | 433 | A | — | — | Common Stock | 433 | 12,777 | D |
| 2014 Restricted Stock UnitsF8,F6,F7 | — | holding | — | — | — | — | — | Common Stock | 2,642 | 2,642 | D |
| 2013 Restricted Stock UnitsF8,F6,F7 | — | holding | — | — | — | — | — | Common Stock | 3,695 | 3,695 | D |
| 2012 Restricted Stock UnitsF8,F6,F7 | — | holding | — | — | — | — | — | Common Stock | 5,468 | 5,468 | D |
Explanation of responses
- F1The number of shares has been amended to report the correct amount of securities beneficially owned.
- F2The security converts to common stock on a one-for-one basis.
- F3Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan.
- F4The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.
- F5On June 29, 2015, the closing price of Halliburton Company's Common Stock on the New York Stock Exchange was $42.69.
- F6Each restricted stock unit represents a right to receive one share of the Company's common stock.
- F7The restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.
- F8Includes dividend equivalents units through June 30, 2015.