SEC Form 4 · accession 0000045012-15-000021
HALLIBURTON CO · HAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Lesar
Officer — Chairman and CEO
Period of report
Jan 5, 2015
Accepted (ET)
Jan 7, 2015 · 5:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000045012
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 604,338,923 | D | ||
| Common Stock | holding | — | — | — | 3,308 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Call OptionF1 | $70.00 | Jan 5, 2015 | P | 215 | A | Jun 20, 2014 | Jan 17, 2015 | Common Stock | 21,500 | 0 | D |
| Put OptionF1,F2 | $70.00 | Jan 5, 2015 | S | 215 | D | Jun 20, 2014 | Jan 17, 2015 | Common Stock | 21,500 | 0 | D |
| Option to Buy Common Stock | $40.75 | holding | — | — | — | Dec 3, 2014 | Dec 3, 2024 | Common Stock | 178,100 | 178,100 | D |
| Option to Buy Common Stock | $50.62 | holding | — | — | — | Dec 4, 2013 | Dec 4, 2023 | Common Stock | 137,900 | 137,900 | D |
| Option to Buy Common Stock | $33.50 | holding | — | — | — | Dec 5, 2012 | Dec 5, 2022 | Common Stock | 208,900 | 208,900 | D |
| Option to Buy Common Stock | $35.57 | holding | — | — | — | Dec 6, 2011 | Dec 6, 2021 | Common Stock | 141,900 | 141,900 | D |
| Option to Buy Common Stock | $39.19 | holding | — | — | — | Dec 1, 2010 | Dec 1, 2020 | Common Stock | 108,000 | 108,000 | D |
Explanation of responses
- F1As reported on Form 4 dated June 24, 2014, the Reporting Person previously sold call options and purchased put options to protect the value of shares designated by the Reporting Person to fulfill a pledge for a charitable donation to be made in 2015. Reporting Person closed these positions by purchasing the call options and selling the put options.
- F2The price reported in Column 8 is a weighted average. These put option contracts were sold in multiple transactions at prices ranging from $3,115.00 to $3,139.00, inclusive. The Reporting Person undertakes to provide to Halliburton Company, any security holder of Halliburton Company, or the staff of the Securities and Exchange Commission, full information regarding the number of put option contracts sold at each separate price within the ranges set forth in footnote (2) to this Form 4.