SEC Form 4/A · accession 0001140361-17-004229
Howmet Aerospace Inc. · HWM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
ELLIOTT ASSOCIATES, L.P.
10% Owner
Period of report
Feb 1, 2017
Accepted (ET)
Feb 2, 2017 · 6:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.00 par valueF1 | Feb 1, 2017 | P | 80,000 | $25.327 | A | 14,768,682 | D | |
| Common Stock, $1.00 par valueF1,F2 | Feb 2, 2017 | P | 24,000 | $25.4197 | A | 14,792,682 | D | |
| Common Stock, $1.00 par valueF1,F2 | Feb 2, 2017 | P | 40,000 | $25.2317 | A | 14,832,682 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
- F2Reflects a transaction effected by Liverpool, a wholly-owned subsidiary of Elliott.