SEC Form 4 · accession 0001140361-17-003231
Howmet Aerospace Inc. · HWM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
ELLIOTT INTERNATIONAL, L.P.
10% Owner
Period of report
Jan 25, 2017
Accepted (ET)
Jan 27, 2017 · 5:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.00 par valueF1,F2 | Jan 25, 2017 | P | 34,000 | $22.57 | A | 30,703,451 | D | |
| Common Stock, $1.00 par valueF1,F2 | Jan 25, 2017 | P | 170,000 | $22.557 | A | 30,873,451 | D | |
| Common Stock, $1.00 par valueF1,F2 | Jan 26, 2017 | P | 34,000 | $22.8462 | A | 30,907,451 | D | |
| Common Stock, $1.00 par valueF1,F2 | Jan 26, 2017 | P | 68,000 | $22.64 | A | 30,975,451 | D | |
| Common Stock, $1.00 par valueF1,F2 | Jan 26, 2017 | P | 34,000 | $22.6484 | A | 31,009,451 | D | |
| Common Stock, $1.00 par valueF1,F2 | Jan 26, 2017 | P | 34,000 | $22.7936 | A | 31,043,451 | D | |
| Common Stock, $1.00 par valueF1,F2 | Jan 27, 2017 | P | 170,000 | $22.623 | A | 31,213,451 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
- F2Securities owned directly by Elliott International. EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned by directly by Elliott International.