SEC Form 4 · accession 0001140361-17-003230
Howmet Aerospace Inc. · HWM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
ELLIOTT ASSOCIATES, L.P.
10% Owner
Period of report
Jan 25, 2017
Accepted (ET)
Jan 27, 2017 · 5:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.00 par valueF1,F2 | Jan 25, 2017 | P | 16,000 | $22.57 | A | 14,448,682 | D | |
| Common Stock, $1.00 par valueF1,F2 | Jan 25, 2017 | P | 80,000 | $22.557 | A | 14,528,682 | D | |
| Common Stock, $1.00 par valueF1,F2 | Jan 26, 2017 | P | 16,000 | $22.7936 | A | 14,544,682 | D | |
| Common Stock, $1.00 par valueF1,F2 | Jan 26, 2017 | P | 16,000 | $22.8462 | A | 14,560,682 | D | |
| Common Stock, $1.00 par valueF1,F2 | Jan 26, 2017 | P | 16,000 | $22.6484 | A | 14,576,682 | D | |
| Common Stock, $1.00 par valueF1,F2 | Jan 26, 2017 | P | 32,000 | $22.64 | A | 14,608,682 | D | |
| Common Stock, $1.00 par valueF1,F2 | Jan 27, 2017 | P | 80,000 | $22.623 | A | 14,688,682 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
- F2Reflects a transaction effected by Liverpool, a wholly-owned subsidiary of Elliott.