SEC Form 4 · accession 0001140361-17-002775
Howmet Aerospace Inc. · HWM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
ELLIOTT ASSOCIATES, L.P.
10% Owner
Period of report
Jan 23, 2017
Accepted (ET)
Jan 25, 2017 · 8:43 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.00 par valueF1,F2 | Jan 23, 2017 | P | 72,000 | $21.2297 | A | 14,248,682 | D | |
| Common Stock, $1.00 par valueF1,F2 | Jan 23, 2017 | P | 40,000 | $21.2032 | A | 14,288,682 | D | |
| Common Stock, $1.00 par valueF1,F2 | Jan 24, 2017 | P | 90,683 | $21.738 | A | 14,379,365 | D | |
| Common Stock, $1.00 par valueF1,F2 | Jan 24, 2017 | P | 53,317 | $22.2095 | A | 14,432,682 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
- F2Reflects a transaction effected by Liverpool, a wholly-owned subsidiary of Elliott.