SEC Form 4 · accession 0000004281-17-000023
Howmet Aerospace Inc. · HWM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Klaus Kleinfeld
Officer — Chairman and CEO · Director
Period of report
Jan 17, 2017
Accepted (ET)
Jan 19, 2017 · 6:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 17, 2017 | F | 58,765 | $20.74 | D | 994,302 | D | |
| Common StockF1 | Jan 17, 2017 | F | 33,862 | $20.74 | D | 960,440 | D | |
| Common StockF1 | Jan 17, 2017 | F | 41,942 | $20.74 | D | 918,498 | D | |
| Common Stock | holding | — | — | — | 2,723 | I | By Company 401(k plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.