SEC Form 4 · accession 0000004281-15-000020
Howmet Aerospace Inc. · HWM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Olivier M Jarrault
Officer — Executive Vice President
Period of report
Jan 20, 2015
Accepted (ET)
Jan 22, 2015 · 5:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 20, 2015 | F | 21,189 | $15.55 | D | 400,487 | D | |
| Common Stock | Jan 20, 2015 | F | 26,902 | $15.55 | D | 373,585 | D | |
| Common Stock | Jan 20, 2015 | F | 32,799 | $15.55 | D | 340,786 | D | |
| Common Stock | holding | — | — | — | 17,613 | I | By Company 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2,F1 | $15.55 | Jan 20, 2015 | A | 89,490 | A | — | Jan 20, 2025 | Common Stock | 89,490 | 89,490 | D |
Explanation of responses
- F1The option vests in three equal annual installments beginning January 20, 2016.
- F2Employee stock options are granted without payment of consideration.