SEC Form 4 · accession 0000004281-15-000005
Howmet Aerospace Inc. · HWM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James W Owens
Director
Period of report
Jan 2, 2015
Accepted (ET)
Jan 5, 2015 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 10,000 | D | ||
| Common StockF1 | holding | — | — | — | 5,025 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF2,F3 | — | Jan 2, 2015 | A | 2,034 | A | — | — | Common Stock | 2,034 | 49,511 | D |
Explanation of responses
- F1These shares are held by a trust of which the reporting person and his spouse are trustees and beneficiaries.
- F21 For 1
- F3Phantom stock units were acquired under the Alcoa 2005 Deferred Fee Plan for Directors and are to be paid out in cash after Board service ends.