SEC Form 4 · accession 0001209191-19-014838
GORMAN RUPP CO · GRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Carvell Gorman
Officer — Chairman · Director
Period of report
Jan 4, 2019
Accepted (ET)
Mar 1, 2019 · 11:11 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000042682
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 4, 2019 | G | 4,220 | $0.00 | D | 1,267,398 | I | By James C. Gorman Trust |
| Common Stock | Jan 7, 2019 | G | 460 | $0.00 | D | 1,266,938 | I | By James C. Gorman Trust |
| Common StockF1 | Jan 4, 2019 | G | 3,220 | $0.00 | A | 3,950,096 | I | By family |
| Common StockF3 | Feb 27, 2019 | A | 1,946 | $0.00 | A | 3,952,042 | I | By family |
| Common StockF4,F5 | Feb 27, 2019 | F | 564 | $34.42 | D | 3,951,478 | I | By family |
| Common Stock (401-K Plan) | holding | — | — | — | 7,210 | I | By 401-K Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,245,481 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.
- F2Performance-based shares awarded under The Gorman-Rupp 2015 Omnibus Incentive Plan after achieving specific performance goals and vesting over the 2016-2018 performance period.
- F3Includes 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,247,427 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.
- F4Shares withheld for payment of tax liability.
- F5Includes 704,615 shares held in trusts in which Mr. Gorman and members of his family have beneficial interests; also includes 3,246,863 shares beneficially owned by members of Mr. Gorman's immediate family. Mr. Gorman disclaims beneficial ownership of all of the shares referred to in this footnote.