SEC Form 5 · accession 0001209191-19-008374
GORMAN RUPP CO · GRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey S Gorman
Officer — President & CEO · Director
Period of report
Dec 31, 2018
Accepted (ET)
Feb 8, 2019 · 9:56 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000042682
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (401-K Plan) | Mar 31, 2018 | J | 251 | $29.25 | A | 59,192 | I | By 401-K Trust |
| Common Stock (401-K Plan) | Jun 30, 2018 | J | 126 | $35.00 | A | 59,318 | I | By 401-K Trust |
| Common Stock (401-K Plan) | Sep 30, 2018 | J | 170 | $36.50 | A | 59,488 | I | By 401-K Trust |
| Common Stock (401-K Plan) | Dec 31, 2018 | J | 3,921 | $32.41 | A | 63,409 | I | By 401-K Trust |
| Common StockF2 | Jan 9, 2018 | G | 1,395 | $0.00 | A | 754,701 | I | By family |
| Common StockF3 | Aug 16, 2018 | G | 400 | $0.00 | A | 755,101 | I | By family |
| Common StockF4 | Aug 22, 2018 | G | 800 | $0.00 | A | 755,901 | I | By family |
| Common StockF6 | Dec 12, 2018 | J | 75 | $34.20 | A | 755,976 | I | By family |
| Common StockF7 | Jan 9, 2018 | G | 465 | $0.00 | A | 641,671 | I | By Jeffrey S. Gorman Trust (BR) |
| Common StockF8 | Jan 9, 2018 | G | 465 | $0.00 | A | 123,731 | I | By Michele S. Gorman Trust (BR) |
| Common StockF7 | Jan 9, 2018 | G | 465 | $0.00 | D | 10,626 | I | By Jeffrey S. Gorman Trust (ML) |
| Common StockF7 | Aug 22, 2018 | G | 400 | $0.00 | D | 10,226 | I | By Jeffrey S. Gorman Trust (ML) |
| Common StockF8 | Jan 9, 2018 | G | 465 | $0.00 | D | 10,506 | I | By Michele S. Gorman Trust (ML) |
| Common StockF8 | Aug 22, 2018 | G | 400 | $0.00 | D | 10,106 | I | By Michele S. Gorman Trust (ML) |
| Common StockF7 | holding | — | — | — | 125,000 | I | By 2011 Jeffrey S. Gorman Trust (Mechanics) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired under GRC 401(k) Plan.
- F2Includes 637,880 shares owned by his children and 116,821 shares held in trust in which Mr. Gorman has a beneficial interest. Mr. Gorman disclaims beneficial ownership of all the shares referred to in this footnote.
- F3Includes 638,280 shares owned by his children and 116,821 shares held in trust in which Mr. Gorman has a beneficial interest. Mr. Gorman disclaims beneficial ownership of all the shares referred to in this footnote.
- F4Includes 639,080 shares owned by his children and 116,821 shares held in trust in which Mr. Gorman has a beneficial interest. Mr. Gorman disclaims beneficial ownership of all the shares referred to in this footnote.
- F5Shares acquired through dividend reinvestment.
- F6Includes 639,155 shares owned by his children and 116,821 shares held in trust in which Mr. Gorman has a beneficial interest. Mr. Gorman disclaims beneficial ownership of all the shares referred to in this footnote.
- F7Shares held by the Jeffrey S. Gorman Trust (a revocable trust of which Jeffrey S. Gorman is sole trustee) for estate planning purposes.
- F8Shares held by the Michele S. Gorman Trust (a revocable trust of which Mr. Gorman's wife is sole trustee) for estate planning purposes.